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Coinbase 首席法律官建议美 SEC 修改 RIA 监管规则,保护加密货币在内的所有资产类别

 1 year ago
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Coinbase 首席法律官建议美 SEC 修改 RIA 监管规则,保护加密货币在内的所有资产类别

 •  4 小时前

碳链价值APP讯,Coinbase 首席法律官 Paul Grewal 致信美国证券交易委员会(SEC),建议修改 SEC 的注册投资顾问(RIA)监管规则,以保护包括加密货币在内的所有资产类别。

Paul Grewal 建议将 RIA 托管义务的范围从“基金和证券”扩大到所有客户资产,并认为 SEC 应将受国家监管的信托公司保留为合格的托管人,允许对不合格的托管人进行有限的风险敞口限制等。


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