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OCC Fines JPMorgan $250 Million
source link: https://www.trustnodes.com/2024/03/14/occ-fines-jpmorgan-250-million
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OCC Fines JPMorgan $250 Million
JP Morgan HQ
The Office of the Comptroller of the Currency (OCC) has issued a fine of $250 million against JP Morgan for failing to surveil billions worth of their bankers' trades.
"The OCC found that JPMC operated with gaps in trading venue coverage and without adequate data controls required to maintain an effective trade surveillance program," it said, adding:
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